Regulation D

Results: 5181



#Item
861Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Regulation S-K / United States securities law / United States Securities and Exchange Commission / Financial regulation

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 25, 2015 The U.S. Securities and Exchange Commission announced the temporary suspension of trading

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Language: English - Date: 2015-02-25 06:08:39
862Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Regulation S-K / United States securities law / United States Securities and Exchange Commission / Financial regulation

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 27, 2015 The U.S. Securities and Exchange Commission (“Commission”) announced the temporary suspen

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Language: English - Date: 2015-02-27 06:08:19
863United States administrative law / U.S. Securities and Exchange Commission / Securities Exchange Act / Government / Federal Reserve System / Financial regulation / Law / New Deal agencies / Administrative law judge / Judges

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]ADMINISTRATIVE PROCEEDINGS RULINGS Release No[removed]February 18, 2015

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Language: English - Date: 2015-02-18 16:20:45
864Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Regulation S-K / United States securities law / United States Securities and Exchange Commission / Financial regulation

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 25, 2015 The U.S. Securities and Exchange Commission announced the temporary suspension of trading

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Language: English - Date: 2015-02-25 06:10:24
865Stock market / Business / 73rd United States Congress / United States securities law / Investment / Regulation D / Security / Securities Exchange Act / U.S. Securities and Exchange Commission / United States Securities and Exchange Commission / Financial economics / Finance

March 2, 2015 Brent J. Fields Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC[removed]

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Language: English - Date: 2015-03-03 11:46:21
866United States administrative law / U.S. Securities and Exchange Commission / Investment Company Act / Financial regulation / Law / Government / United States securities law / Administrative law judge / Judges

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]ADMINISTRATIVE PROCEEDINGS RULINGS Release No[removed]February 2, 2015

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Language: English - Date: 2015-02-02 14:14:37
867Security / Crime prevention / National security / Computer network security / Computer security / Reliability engineering / Software development process / Software construction / Software / Software quality / Software engineering / Systems engineering

To: SEC Division of Trading and Markets Securities and Exchange Commission 100 F Street, NE Washington, D.C[removed]Re: SEC Proposed Rule – Regulation SCI SEC File No. S7-01-13; Release No[removed]Date: Monday, July 8

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Language: English - Date: 2013-07-09 12:24:14
868Securities Exchange Act / U.S. Securities and Exchange Commission / Law / Government / Financial regulation / United States securities law / Motion / Summary

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]ADMINISTRATIVE PROCEEDINGS RULINGS Release No[removed]March 3, 2015

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Language: English - Date: 2015-03-03 16:55:33
869Financial regulation / Securities Exchange Act / U.S. Securities and Exchange Commission / SEC Rule 10b-5 / Motion / Securities Act / Law / Government / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]ADMINISTRATIVE PROCEEDINGS RULINGS Release No[removed]February 23, 2015

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Language: English - Date: 2015-02-23 14:26:36
870Independent Community Bankers of America / Economy of the United States / Bank holding company / Finance / Financial regulation / Dodd–Frank Wall Street Reform and Consumer Protection Act / Banking / Community bank / U.S. Securities and Exchange Commission

Brent J. Fields, Secretary Securities and Exchange Commission 100 F Street N.E. Washington, D.C[removed]Re: Changes to Exchange Act Registration Requirements to Implement Title V and Title VI of the JOBS Act (RIN 323

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Language: English - Date: 2015-03-02 11:58:13
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